Steven Rutledge is a registered investment advisor, based in Carmichael, CA, with 32 years of industry experience.
Location
Carmichael, CA
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Steven owns a vacation rental property since January 2025. This activity is not investment-related.
Employment History
Current Registrations
UBS Securities LLCBroker
January 2020 - Present · 6 yrs 4 mos
UBS Securities LLC
January 2020 - Present · 6 yrs 4 mos
UBS Financial Services INC.
April 2003 - Present · 23 yrs 1 mo
UBS Financial Services INC.Broker
April 2003 - Present · 23 yrs 1 mo
UBS Financial Services INC.
April 2003 - Present · 23 yrs 1 mo
Previous Registrations
J. P. Morgan Securities INC.
August 2000 - December 2002 · 2 yrs 4 mos
J.P. Morgan Securities INC.Broker
February 2000 - December 2002 · 2 yrs 10 mos
Hambrecht & Quist LLCBroker
October 1993 - February 2000 · 6 yrs 4 mos
State Registrations11 states
AZCAGAHIIDMONVNYORTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.