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Gregory Jackson

LPL Financial LLC
34 Years of Experience
Castle Rock, CO
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Gregory Jackson is a registered investment advisor at LPL Financial LLC, based in Castle Rock, CO, with 34 years of industry experience. Gregory is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Castle Rock, CO

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2010
Denied
Customer Dispute
January 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Gregory has a DBA called Jackson Financial Management and Colorado Financial Partners LLC. He is also associated with Western Wealth Management, LLC as a Registered Investment Advisor, dedicating about a quarter of his time. Gregory also has a non-variable insurance business and is associated with American Independent Marketing (AIM) selling non-variable insurance, dedicating minimal time.

Employment History
Current Registrations
LPL Financial LLC
March 2020 - Present · 6 yrs 7 mos
Western Wealth Management LLC
June 2016 - Present · 10 yrs 4 mos
LPL Financial LLCBroker
July 2005 - Present · 21 yrs 3 mos
Previous Registrations
Western Wealth Management LLC
December 2015 - June 2016 · 6 mos
LPL Financial LLC
July 2005 - November 2016 · 11 yrs 4 mos
Piper Jaffray & CO.
August 2000 - July 2005 · 4 yrs 11 mos
Piper Jaffray & CO.Broker
January 2000 - July 2005 · 5 yrs 6 mos
U.S. Bancorp Investments, INC.Broker
June 1995 - September 2001 · 6 yrs 3 mos
Prudential Securities IncorporatedBroker
January 1992 - June 1995 · 3 yrs 5 mos
State Registrations35 states
ALARAZCACOCTFLGAHIIDILINKSLAMAMDMNMOMSMTNCNENHNJNMNYOHOKORSCTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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