Thomas Dornoff is a CFP-designated registered investment advisor at LPL Financial LLC, based in Brookfield, WI, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
175 N. Patrick Blvd., Suite 170/190, Brookfield, WI, 53045
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Thomas operates Granite Financial Group as a DBA for his LPL business, dedicating full-time hours. He also provides investment advisory services through Granite Financial Group, LLC, spending about a quarter of his time, including time during securities trading.
Employment History
Current Registrations
LPL Financial LLCBroker
Granite Financial Group
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Wachovia Securities, LLCBroker
A. G. Edwards & Sons, INC.Broker
Waddell & Reed, INC.Broker
State Registrations21 states
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