TrueAdvisor
TrueAdvisor
TD
CFP
TD
CFP

Thomas Dornoff

Granite Financial Group
33 Years of Experience
Brookfield, WI
Broker
View SEC Summary
View SEC Summary

Thomas Dornoff is a CFP-designated registered investment advisor at Granite Financial Group, based in Brookfield, WI, with 33 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 252 clients with $190M in assets under management.

Granite Financial Group
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
Number of Clients
252 clients
Average Client Portfolio
$739K average
Assets Under Management
$186.2M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.00%
$500K - $1.0M0.85%
$1.0M - $2.5M0.55%
$2.5M - $5.0M0.45%
$5M+0.35%

Fees are negotiable based on factors such as historical relationship, account composition, and asset size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

175 N. Patrick Blvd., Suite 170/190, Brookfield, WI, 53045

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Thomas operates Granite Financial Group as a DBA for his LPL business, dedicating full-time hours. He also provides investment advisory services through Granite Financial Group, LLC, spending about a quarter of his time, including time during securities trading.

Employment History
Current Registrations
LPL Financial LLCBroker
August 2013 - Present · 13 yrs 2 mos
Granite Financial Group
August 2013 - Present · 13 yrs 2 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - September 2013 · 4 yrs 3 mos
Morgan Stanley
June 2009 - September 2013 · 4 yrs 3 mos
Citigroup Global Markets INC.
April 2008 - June 2009 · 1 yr 2 mos
Citigroup Global Markets INC.Broker
April 2008 - June 2009 · 1 yr 2 mos
Wachovia Securities, LLCBroker
January 2008 - April 2008 · 3 mos
A. G. Edwards & Sons, INC.Broker
October 1994 - January 2008 · 13 yrs 3 mos
Waddell & Reed, INC.Broker
March 1992 - June 1993 · 1 yr 3 mos
State Registrations24 states
ARAZCACOFLGAIDILINKYLAMDMEMIMNMONCNYORSCTNTXWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Brookfield, WI →All financial advisors in Wisconsin →