Catherine Bryant
Catherine Bryant is a registered investment advisor at LPL Financial LLC, based in Cary, NC, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2339 Davis Drive, Cary, NC, 27519
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Catherine is a Trust Liaison Officer/Relationship Manager for Members Trust Company and a Financial Advisor for Mass Mutual, both insurance-related activities. She spends minimal time on each role, referring clients and assisting with forms for Members Trust Company, and soliciting life, LTC, and DI products for Mass Mutual.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cuso Financial Services, L.P.Broker
Cuso Financial Services, L.P.
PNC Investments
PNC InvestmentsBroker
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
Princor Financial Services Corporation
Princor Financial Services CorporationBroker
Crestar Securities CorporationBroker
First Union Brokerage Services, INC.Broker
Dominion Investment Banking, INC.Broker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.