Robert Williams
Robert Williams is a registered investment advisor at Capital Investment Advisory Services, LLC, based in Raleigh, NC, with 23 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 5,673 clients with $1.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The standard fee is 2% annually, but it may be negotiable. CIAS may also recommend third-party managed accounts, where fees are determined by the third-party provider, but the total combined advisory fee should not exceed 2%.
Fee Estimator
Location
100 E. Six Forks Road, Suite 200, Raleigh, NC, 27609
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2022Other Business ActivitiesSells Insurance
Robert is a CPA and owner of a general accounting and tax preparation business, dedicating nearly full-time hours to accounting, payroll services, and tax preparation. He also sells life and health insurance. Additionally, Robert provides accounting services for 1031 exchanges a few hours per week and serves on the United Community Bank Advisory Board of Directors for minimal time each month.
Employment History
Current Registrations
Capital Investment Advisory Services, LLC
Capital Investment Group, INC.Broker
Previous Registrations
Esi Financial Advisors
Equity Services, INC.Broker
Esi Financial Advisors
Equity Services, INC.Broker
Veravest Investment Advisors, INC.
Veravest Investments, INC.Broker
Chatfield Dean & CO., INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.