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Scott Mullady

Arkadios Wealth Advisors
34 Years of Experience
Woodbury, NY
3 DisclosuresBrokerSells Insurance
View SEC Summary
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Scott Mullady is a registered investment advisor at Arkadios Wealth Advisors, based in Woodbury, NY, with 34 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Estate Planning, High Net Worth, and 3 more. Their firm serves 14,886 clients with $8.8B in assets under management.

Arkadios Wealth Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
225 advisors
Number of Clients
14,886 clients
Average Client Portfolio
$590K average
Assets Under Management
$8.8B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$125
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K2.00%
$250K - $500K1.75%
$500K+1.50%

Rates reflect maximum annual fees for Crest Accounts. Third-party manager accounts have a separate schedule ranging up to 2.25%. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

135 Crossways Park Dr. Suite 402, Woodbury, NY, 11797

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
July 2024
Final
Employment Separation After Allegations
June 2024
Regulatory
June 2024
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Scott is the owner/manager of Heritage Pension Advisors, Inc., focusing on retirement plan administration, dedicating nearly full-time hours to it. He also works as an insurance agent selling life and annuities with various companies, spending minimal time on this activity, and is a member of Heritage Realty Partners LLC.

Employment History
Current Registrations
Arkadios Wealth Advisors
October 2024 - Present · 2 yrs
Arkadios CapitalBroker
September 2024 - Present · 2 yrs 1 mo
Previous Registrations
Cetera Investment Advisers LLC
June 2023 - July 2024 · 1 yr 1 mo
Cetera Advisor Networks LLC
March 2021 - June 2023 · 2 yrs 3 mos
Cetera Advisor Networks LLCBroker
September 2013 - July 2024 · 10 yrs 10 mos
Tower Square Securities, INC.Broker
October 1997 - September 2013 · 15 yrs 11 mos
John Hancock Distributors, INC.Broker
October 1996 - October 1997 · 1 yr
John Hancock Mutual Life Insurance CompanyBroker
October 1996 - May 1997 · 7 mos
Eq Financial Consultants, INC.Broker
November 1991 - July 1996 · 4 yrs 8 mos
The Equitable Life Assurance Society of the United StatesBroker
November 1991 - July 1996 · 4 yrs 8 mos
State Registrations7 states
CTNHNJNYSCTXVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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