Robert Hughes
Robert Hughes is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Chicago, IL, with 25 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
5307 S Hyde Park Blvd, Suite 201, Chicago, IL, 60615
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Robert coaches volleyball at Lincoln Park High School, dedicating a few hours per week to this activity. This is not investment-related.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Linsco/private Ledger CORP.Broker
Northwestern Mutual Investment Services, LLCBroker
American Express Financial Advisors, INC.
American Express Financial Advisors INC.Broker
Ofi Private Investments INC
Oppenheimerfunds Distributor, INC.Broker
American Express Financial Advisors, INC.
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
Man Financial INCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.