HG
HG

Harry Gaykian

59 Years of Experience
Fresno, CA
3 DisclosuresBroker

Harry Gaykian is a registered investment advisor at Wells Fargo Advisors, based in Fresno, CA, with 59 years of industry experience. Harry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

6781 N Palm Ave Ste 201, Fresno, CA, 93704

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2002
Denied
Customer Dispute
January 1989
Settled
Customer Dispute
March 1986
Award / Judgment
Other Business Activities

Harry serves as power of attorney for their spouse, a role related to investments. This requires minimal time.

Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
February 2013 - Present · 13 yrs 8 mos
Wells Fargo Advisors
February 2013 - Present · 13 yrs 8 mos
Previous Registrations
Morgan Stanley
June 2009 - March 2013 · 3 yrs 9 mos
Morgan StanleyBroker
June 2009 - March 2013 · 3 yrs 9 mos
Citigroup Global Markets INC.
July 1997 - June 2009 · 11 yrs 11 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
November 1977 - July 1993 · 15 yrs 8 mos
Shearson Hayden Stone INC.Broker
September 1975 - November 1977 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
August 1967 - September 1975 · 8 yrs 1 mo
State Registrations9 states
ARAZCAINNVNYORTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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