MV
MV

Michael Volpe

33 Years of Experience
New York, NY
1 DisclosureBrokerSells Insurance

Michael Volpe is a registered investment advisor at Bny Mellon Securities Corporation, based in New York, NY, with 33 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3,823 clients with $7.1B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
66 advisors
Number of Clients
3,823 clients
Average Client Portfolio
$1.9M average
Assets Under Management
$7.1B

Fee Structure

BNY Mellon Securities Corporation (BNYSC) does not directly charge fees to individual clients. Instead, BNYSC receives a portion of the wrap fee that the client pays to the Program Sponsor. This portion typically ranges from 0.00% to 0.50% annually, depending on the Program Sponsor, the type of account, the level of support provided by BNYSC, and the size of the client’s assets in the specific investment strategy.

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Location

200 Park Avenue, New York, NY, 10166

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 1995
Settled
Other Business ActivitiesSells Insurance

Michael is a licensed financial advisor selling insurance products.

Employment History
Current Registrations
Bny Mellon Securities Corporation
October 2003 - Present · 22 yrs 11 mos
Bny Mellon Securities Corporation
April 2003 - Present · 23 yrs 5 mos
Bny Mellon Securities CorporationBroker
April 2003 - Present · 23 yrs 5 mos
Previous Registrations
Vfinance InvestmentsBroker
March 2001 - December 2001 · 9 mos
Vfinance Investments, INCBroker
April 1999 - April 2003 · 4 yrs
Metropolitan Life Insurance CompanyBroker
January 1999 - February 1999 · 1 mo
Metlife Securities INC.Broker
January 1999 - February 1999 · 1 mo
H.J. Meyers & CO., INC.Broker
August 1998 - October 1998 · 2 mos
Commonwealth AssociatesBroker
November 1991 - August 1998 · 6 yrs 9 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.