Alan Rubin
Alan Rubin is a registered investment advisor at Targeted Financial Services, LLC, based in Seminole, FL, with 34 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 501 clients with $350M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Annual management fee varies between 0.50% and 1.50% depending on portfolio size and services. Fees are negotiable based on anticipated future earnings, account composition, and asset levels.
Fee Estimator
Location
5666 Seminole Blvd, Suite 146, Seminole, FL, 33772
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alan is a partner at Targeted Financial Services LLC, working on client relations, investment allocations, insurance review, and bookkeeping. He is also an insurance agent, selling life, health, and accident insurance, dedicating about 10-20% of his time to this activity.
Employment History
Current Registrations
Targeted Financial Services, LLC
Previous Registrations
Osaic Wealth, INC.Broker
Triad Advisors LLCBroker
Genworth Financial Securities CorporationBroker
C. J. M. Planning CORP.Broker
Securities Service Network, INC.Broker
Liberty Securities CorporationBroker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
Mds Securities IncorporatedBroker
MML Investors Services, INC.Broker
Guardian Investor Services CorporationBroker
Penn Mutual Equity Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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