Fernando Valente
Fernando Valente is a registered investment advisor at LPL Financial LLC, based in Basking Ridge, NJ, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Basking Ridge, NJ
Get directionsHistory
Regulatory History (6)
Customer Dispute
December 2004Regulatory
June 1999Regulatory
May 1992Criminal
July 1984Criminal
March 1984Criminal
November 1981Other Business ActivitiesSells Insurance
Fernando is involved in outside sales of non-variable insurance since 2004. He also owns a four-bedroom vacation rental home, dedicating minimal time to it.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ws Griffith Securities, INC.
Home Life Insurance CompanyBroker
Ws Griffith Securities, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.