Dominick Divine
Dominick Divine is a registered investment advisor at Ameriprise Financial Services, LLC, based in Covina, CA, with 33 years of industry experience. Dominick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
800 S Barranca Ave, Ste 110, Covina, CA, 91723-3625
Get directionsHistory
Regulatory History (1)
Criminal
May 1992Other Business Activities
Dominick is employed by California Credit Union since November 2023. This investment-related activity takes about a quarter of his time during trading hours.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Invest Financial Corporation
Invest Financial CorporationBroker
Essex National Securities, LLC
Essex National Securities, LLCBroker
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
Bancwest Investment Services, INC.Broker
U.S. Bancorp Investments, INC.
U.S. Bancorp Investments, INC.Broker
Linsco/private Ledger CORP.
Linsco/private Ledger CORP.Broker
Wm Financial Services, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Ba Investment Services, INC.Broker
Kennedy, Cabot & CO.Broker
Great Western Financial Securities CorporationBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.