TrueAdvisor
TrueAdvisor
DD
DD

Dominick Divine

Ameriprise Financial Services, LLC
34 Years of Experience
Covina, CA
1 DisclosureBroker
View SEC Summary
View SEC Summary

Dominick Divine is a registered investment advisor at Ameriprise Financial Services, LLC, based in Covina, CA, with 34 years of industry experience. Dominick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

800 S Barranca Ave, Ste 110, Covina, CA, 91723-3625

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
May 1992
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Dominick is employed by California Credit Union since November 2023. This investment-related activity takes about a quarter of his time during trading hours.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2023 - Present · 2 yrs 11 mos
Ameriprise Financial Services, LLC
November 2023 - Present · 2 yrs 11 mos
Ameriprise Financial Services, LLCBroker
November 2023 - Present · 2 yrs 11 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
November 2017 - November 2023 · 6 yrs
J.P. Morgan Securities LLC
November 2017 - November 2023 · 6 yrs
Invest Financial Corporation
January 2013 - November 2017 · 4 yrs 10 mos
Invest Financial CorporationBroker
January 2013 - November 2017 · 4 yrs 10 mos
Essex National Securities, LLC
August 2012 - December 2012 · 4 mos
Essex National Securities, LLCBroker
August 2012 - December 2012 · 4 mos
Cuso Financial Services, L.P.
April 2011 - August 2012 · 1 yr 4 mos
Cuso Financial Services, L.P.Broker
April 2011 - August 2012 · 1 yr 4 mos
Bancwest Investment Services, INC. (bwis) and Bwis D/b/a Fhis
December 2006 - April 2011 · 4 yrs 4 mos
Bancwest Investment Services, INC.Broker
December 2006 - April 2011 · 4 yrs 4 mos
U.S. Bancorp Investments, INC.
December 2005 - December 2006 · 1 yr
U.S. Bancorp Investments, INC.Broker
July 2004 - December 2006 · 2 yrs 5 mos
Linsco/private Ledger CORP.
May 2003 - July 2004 · 1 yr 2 mos
Linsco/private Ledger CORP.Broker
May 2003 - July 2004 · 1 yr 2 mos
Wm Financial Services, INC.Broker
February 1999 - March 2003 · 4 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1998 - February 1999 · 10 mos
Ba Investment Services, INC.Broker
July 1994 - March 1998 · 3 yrs 8 mos
Kennedy, Cabot & CO.Broker
December 1993 - May 1994 · 5 mos
Great Western Financial Securities CorporationBroker
January 1992 - October 1993 · 1 yr 9 mos
State Registrations5 states
AZCAGAHIMD
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Covina, CA →All financial advisors in California →