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Jay Slade

Ameriprise Financial Services, LLC
33 Years of Experience
Staten Island, NY
1 DisclosureBroker
View SEC Summary
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Jay Slade is a registered investment advisor at Ameriprise Financial Services, LLC, based in Staten Island, NY, with 33 years of industry experience. Jay is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2626 Hylan Blvd, Staten Island, NY, 10306-4358

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2020
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Jay is a board member for the Old Bridge Board of Education since January 2022, dedicating minimal time. He is also a Group Director Investments - Senior Vice President at New York Community Bancorp since June 2024, requiring weekly time commitment.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
July 2025 - Present · 1 yr 3 mos
Ameriprise Financial Services, LLC
July 2025 - Present · 1 yr 3 mos
Ameriprise Financial Services, LLCBroker
July 2025 - Present · 1 yr 3 mos
Previous Registrations
Ameriprise Financial Services, LLC
July 2025 - July 2025 · 0 mos
Flagstar Advisors, INC.
January 2025 - July 2025 · 6 mos
Flagstar Advisors, INC.
January 2017 - December 2024 · 7 yrs 11 mos
Flagstar AdvisorsBroker
January 2017 - July 2025 · 8 yrs 6 mos
Signature SecuritiesBroker
December 2016 - December 2016 · 0 mos
Hsbc Securities (USA) INC.
February 2008 - December 2016 · 8 yrs 10 mos
Hsbc Securities (USA) INC.Broker
January 2005 - December 2016 · 11 yrs 11 mos
Hsbc Brokerage (USA) INC.Broker
June 2000 - January 2005 · 4 yrs 7 mos
Republic Financial Services CorporationBroker
June 1997 - June 2000 · 3 yrs
Gkn Securities CORP.Broker
October 1996 - June 1997 · 8 mos
Joseph Stevens & Company, L.P.Broker
August 1995 - October 1996 · 1 yr 2 mos
Meyers Pollock Robbins, INC.Broker
March 1995 - August 1995 · 5 mos
A.S. Goldmen & CO., INC.Broker
October 1994 - March 1995 · 5 mos
New England SecuritiesBroker
March 1994 - August 1994 · 5 mos
Pruco Securities CorporationBroker
January 1992 - July 1993 · 1 yr 6 mos
The Prudential Insurance Company of AmericaBroker
January 1992 - July 1993 · 1 yr 6 mos
State Registrations10 states
CTFLILMOMTNJNYPATNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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