Jay Slade
Jay Slade is a registered investment advisor at Ameriprise Financial Services, LLC, based in Minneapolis, MN, with 33 years of industry experience. Jay operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
901 3rd Ave S, Routing S14/3235, Minneapolis, MN, 55402-3367
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Regulatory History (1)
Customer Dispute
December 2020Other Business Activities
Jay is a board member for the Old Bridge Board of Education since January 2022, dedicating minimal time. He is also a Group Director Investments - Senior Vice President at New York Community Bancorp since June 2024, requiring weekly time commitment.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ameriprise Financial Services, LLC
Flagstar Advisors, INC.
Flagstar Advisors, INC.
Flagstar AdvisorsBroker
Signature SecuritiesBroker
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
Hsbc Brokerage (USA) INC.Broker
Republic Financial Services CorporationBroker
Gkn Securities CORP.Broker
Joseph Stevens & Company, L.P.Broker
Meyers Pollock Robbins, INC.Broker
A.S. Goldmen & CO., INC.Broker
New England SecuritiesBroker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.