TrueAdvisor
TrueAdvisor
TN
CFP
TN
CFP

Thomas Nicolosi

Ameriprise Financial Services, LLC
46 Years of Experience
Staten Island, NY
Broker
View SEC Summary
View SEC Summary

Thomas Nicolosi is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Staten Island, NY, with 46 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1200 South Ave., Suite 305, Staten Island, NY, 10314

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas has a consulting agreement with Bill Williams and other leaders since 2015, dedicating about 10-20% of his time. He also provides coaching and consulting to advisors through Advanced Skill Development LLC since 2017, dedicating approximately 60 hours per month.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
January 1987 - Present · 39 yrs 9 mos
Ameriprise Financial Services, LLC
March 1980 - Present · 46 yrs 7 mos
Ameriprise Financial Services, LLCBroker
March 1980 - Present · 46 yrs 7 mos
Previous Registrations
Ids Securities CORP.Broker
August 1986 - December 1986 · 4 mos
Ids Life Insurance CompanyBroker
March 1980 - July 2006 · 26 yrs 4 mos
Ids Financial Services INC.Broker
March 1980 - December 1986 · 6 yrs 9 mos
State Registrations5 states
CTFLHINJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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