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Maryanne Bessler

32 Years of Experience
Lynbrook, NY
3 DisclosuresBrokerSells Insurance

Maryanne Bessler is a registered investment advisor at LPL Financial LLC, based in Lynbrook, NY, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

50 Hempstead Ave Ste A, Lynbrook, NY, 11563

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2020
Settled
Regulatory
June 2011
Final
Customer Dispute
March 2008
Denied
Other Business ActivitiesSells Insurance

Maryanne sells non-variable insurance, including health insurance to small businesses, by taking applications and submitting them to insurance companies. She also operates Strategic Focused Solutions, Inc., which is a DBA for her LPL business, dedicating full-time hours to it.

Employment History
Current Registrations
LPL Financial LLCBroker
October 2011 - Present · 14 yrs 7 mos
LPL Financial LLC
October 2011 - Present · 14 yrs 7 mos
Previous Registrations
Investors Capital Advisory
November 2008 - October 2011 · 2 yrs 11 mos
Investors Capital CORP.Broker
August 2005 - October 2011 · 6 yrs 2 mos
Royal Alliance Associates, INC.Broker
May 2004 - August 2005 · 1 yr 3 mos
Ryan Beck & CO.Broker
April 2002 - May 2004 · 2 yrs 1 mo
Gruntal & CO., L.L.C.Broker
January 1999 - May 2002 · 3 yrs 4 mos
Kirlin Securities INC.Broker
January 1994 - October 1998 · 4 yrs 9 mos
Stratton Oakmont INC.Broker
January 1993 - January 1994 · 1 yr
State Registrations9 states
FLGAMINJNYPASCTXUT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.