Anthony Morrison
Anthony Morrison is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Memphis, TN, with 32 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
6075 Poplar Avenue,, Suite 625 & 628, Memphis, TN, 38119
Get directionsHistory
Regulatory History (4)
Employment Separation After Allegations
August 2022Customer Dispute
February 2010Customer Dispute
November 2009Customer Dispute
November 2009Other Business Activities
Anthony is involved with several charitable and religious organizations, including Jewish Community Partners of Memphis, Memphis Jewish Community Center, and the Jewish Foundation of Memphis. He dedicates minimal time to each of these activities, with the most time spent as VP of Development for Beth Sholom Synagogue, taking a few hours per week.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Nbc Capital Markets Group, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.