Robert Adrian
Robert Adrian is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Memphis, TN, with 38 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
6075 Poplar Avenue,, Suite 625 & 628, Memphis, TN, 38119
Get directionsHistory
Regulatory History (1)
Regulatory
November 2015Other Business Activities
Robert owns and manages residential property through Adrian Capital Partners LLC since 2020, dedicating minimal time to this activity. This activity is investment-related.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
Wachovia Securities, INC.Broker
Painewebber IncorporatedBroker
J.C. Bradford & CO.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
The Robinson-Humphrey Company INC.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.