Ethan Emma
Ethan Emma is a registered investment advisor at J.P. Morgan Securities LLC, based in Palm Beach Gardens, FL, with 34 years of industry experience. Ethan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Location
3825 Pga Blvd, 8th and 9th Floor, Palm Beach Gardens, FL, 33410
Get directionsHistory
Regulatory History (4)
Customer Dispute
April 2001Customer Dispute
December 2000Customer Dispute
May 1999Employment Separation After Allegations
May 1999Other Business Activities
Ethan is an employee of both JPMorgan Securities and JPMorgan Bank since 2018. As an employee of JPMorgan Bank, he can offer bank products and services, including deposit and credit products.
Employment History
Current Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Previous Registrations
Prudential Securities IncorporatedBroker
Warburg Dillon Read LLCBroker
Sbc Warburg Dillon Read INC.Broker
Painewebber IncorporatedBroker
Oppenheimer & CO., INC.Broker
Lehman Brothers INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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