Lisa Siemering is a registered investment advisor, based in Bellevue, WA, with 13 years of industry experience.
Location
11911 NE 1st St, Suite 312, Bellevue, WA, 98005
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Regulatory History (1)
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Criminal
February 1996Final Disposition
Other Business Activities
Lisa works as a Client Services Manager for Senior Financial Advisors Inc., a DBA for financial services. This takes a full-time commitment, including a significant portion during trading hours.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
June 2025 - Present · 11 mos
Raymond James Financial Services Advisors, INC
June 2025 - Present · 11 mos
Previous Registrations
Cetera Wealth Services, LLCBroker
May 2024 - June 2025 · 1 yr 1 mo
Cetera Investment Advisers LLC
May 2024 - June 2025 · 1 yr 1 mo
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2023 - April 2024 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2023 - April 2024 · 4 mos
LPL Financial LLC
July 2021 - June 2023 · 1 yr 11 mos
LPL Financial LLCBroker
July 2021 - June 2023 · 1 yr 11 mos
Waddell & Reed
September 2018 - July 2021 · 2 yrs 10 mos
Waddell & ReedBroker
July 2017 - July 2021 · 4 yrs
Painewebber IncorporatedBroker
September 1997 - April 2000 · 2 yrs 7 mos
Gna Securities, INC.Broker
February 1993 - September 1995 · 2 yrs 7 mos
State Registrations1 state
WA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.