William Herterich
William Herterich is a registered investment advisor at MML Investors Services, LLC, based in Warren, NJ, with 33 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
184 Liberty Corner Rd, Suite 315, Warren, NJ, 07059
Get directionsHistory
Regulatory History (1)
Financial
April 2017Other Business Activities
William works as a registered sales assistant broker and is also a spin instructor at the YMCA since 2014. He dedicates minimal time to this activity.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
Equitable Advisors, LLC
Equitable Advisors, LLCBroker
Futureshare Financial LLCBroker
Quick & Reilly, INC.Broker
Bankboston Investor Services, INC.Broker
Firstar Investment Services,inc.Broker
Trans Financial Investment Services, INC.Broker
Fleet Enterprises, INC.Broker
Fis Securities, INC.Broker
Conseco Securities, INC.Broker
Fahnestock & CO., INC.Broker
Reich & CO., INC.Broker
Hibbard Brown & CO., INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.