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Paul Tompkin
22 Years of Experience
Warren, NJ
1 DisclosureBroker
Paul Tompkin is a registered investment advisor at MML Investors Services, LLC, based in Warren, NJ, with 22 years of industry experience. Paul is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5077 advisors
IM Fee
Planning only
Assets Under Management
$115.6B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
184 Liberty Corner Rd, Suite 315, Warren, NJ, 07059
Get directionsHistory
Regulatory History (1)
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Financial
October 2025Final
Employment History
Current Registrations
MML Investors Services, LLC
April 2026 - Present · 6 mos
MML Investors Services, LLCBroker
April 2026 - Present · 6 mos
Previous Registrations
LPL Enterprise, LLC
November 2024 - August 2025 · 9 mos
LPL Enterprise, LLCBroker
November 2024 - August 2025 · 9 mos
Prudential Financial Planning Services
December 2017 - November 2024 · 6 yrs 11 mos
Pruco Securities, LLC.Broker
August 2017 - November 2024 · 7 yrs 3 mos
Hornor, Townsend & Kent, INC.Broker
February 2016 - August 2017 · 1 yr 6 mos
MML Investors Services, LLCBroker
March 2010 - January 2016 · 5 yrs 10 mos
Metlife Securities INC.Broker
December 2003 - March 2010 · 6 yrs 3 mos
Metropolitan Life Insurance CompanyBroker
December 2003 - July 2007 · 3 yrs 7 mos
State Registrations1 state
NJ
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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