William Patterson
William Patterson is a CFP-designated registered investment advisor at Capital Client Group, INC., based in Los Angeles, CA, with 34 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Capital Client Group, INC.
Capital Client Group, INC.
Capital Client Group, INC.Broker
Previous Registrations
John Hancock Advisers, LLC
Sovereign Asset Management Corporation
John Hancock Funds, LLCBroker
H.D. Vest Investment Securities, INC.Broker
Fidelity Brokerage Services, INC.Broker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Kristofer DebonvilleCapital Client Group, INC.
- Robert Vigneaux, CFACapital Client Group, INC.
- Andrew Bates, CFACapital Client Group, INC.
- Mason Hodges, CFACapital Client Group, INC.
- Charles King, CFACapital Client Group, INC.
- Lesley Reinhart, CFPCapital Client Group, INC.