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Martin Hare

34 Years of Experience
Oakbrook Terrace, IL
3 DisclosuresBroker

Martin Hare is a registered investment advisor at RBC Capital Markets, LLC, based in Oakbrook Terrace, IL, with 34 years of industry experience. Martin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

Two Mid America Plaza, Suite 500 South, Oakbrook Terrace, IL, 60181-4715

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2018
Settled
Customer Dispute
January 2010
Denied
Customer Dispute
July 1999
Settled
Other Business Activities

Martin is involved in several outside business activities, including being a Republican Committeeman, a board member for the Lizzadro Museum, a partner in Ace Northshore Homecare and Markur Corporation, and owner of Grand Aqua LLC and Madison Core LLC. These activities require minimal time commitment, ranging from a few hours per week to minimal time per month.

Employment History
Current Registrations
RBC Capital Markets, LLC
November 2017 - Present · 8 yrs 6 mos
RBC Capital Markets, LLCBroker
November 2017 - Present · 8 yrs 6 mos
RBC Capital Markets, LLC
November 2017 - Present · 8 yrs 6 mos
Previous Registrations
UBS Financial Services INC.Broker
December 2010 - December 2017 · 7 yrs
UBS Financial Services INC.
December 2010 - December 2017 · 7 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2004 - December 2010 · 6 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2004 - December 2010 · 6 yrs 2 mos
Wells Fargo Investments, LLC
May 2003 - October 2004 · 1 yr 5 mos
Wells Fargo Investments, LLCBroker
May 2002 - October 2004 · 2 yrs 5 mos
UBS Painewebber INC.
October 1999 - June 2002 · 2 yrs 8 mos
UBS Painewebber INC.Broker
July 1999 - June 2002 · 2 yrs 11 mos
Dean Witter Reynolds INC.Broker
June 1996 - July 1999 · 3 yrs 1 mo
Mesirow Financial, INC.Broker
July 1995 - June 1996 · 11 mos
Everen Securities, INC.Broker
November 1993 - July 1995 · 1 yr 8 mos
Mesirow Financial, INC.Broker
September 1992 - December 1993 · 1 yr 3 mos
Chatfield Dean & CO., INC.Broker
December 1991 - September 1992 · 9 mos
State Registrations26 states
AKAZCACOFLGAIAILINMAMDMIMNMONCNJNVNYOHPASCTXVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Martin Hare - Financial Advisor | TrueAdvisor