DC
ChFC
DC
ChFC

Daniel Castino

34 Years of Experience
Skokie, IL
1 DisclosureBrokerSells Insurance

Daniel Castino is a ChFC-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Skokie, IL, with 34 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

5215 Old Orchard Road, Suite 1200, Skokie, IL, 60077

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2017
Denied
Other Business ActivitiesSells Insurance

Daniel may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. Daniel is also the 100% owner of DFC&T Corporation, a legal entity established for business purposes, dedicating minimal time to it.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
December 2003 - Present · 22 yrs 7 mos
Northwestern Mutual Investment Services, LLCBroker
January 1992 - Present · 34 yrs 6 mos
Previous Registrations
Northwestern Mutual Wealth Management Company
September 2003 - April 2007 · 3 yrs 7 mos
Robert W. Baird & CO. IncorporatedBroker
May 1997 - January 2002 · 4 yrs 8 mos
MML Investors Services, INC.Broker
February 1997 - April 1997 · 2 mos
Robert W. Baird & CO. IncorporatedBroker
January 1992 - February 1997 · 5 yrs 1 mo
State Registrations28 states
AZCACOCTDEFLGAILINKSMAMDMIMNMONCNENJNYOHORSCTNTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.