Jeffrey Baker
Jeffrey Baker is a registered investment advisor at LPL Financial LLC, based in Greenfield, MA, with 34 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
28 Federal St, Greenfield, MA, 01301
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 2002Other Business Activities
Jeffrey operates his LPL business under the name Baker Financial Group. He is also a notary and a board member for a non-profit, Board of Leyden, spending minimal time on each of these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Money Concepts Capital CORP
Money Concepts Capital CORPBroker
A. G. Edwards & Sons, INC.Broker
Phoenix Equity Planning CorporationBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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