Jeffrey Baker
Jeffrey Baker is a registered investment advisor at LPL Financial LLC, based in Greenfield, MA, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
28 Federal St, Greenfield, MA, 01301
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 2002Other Business Activities
Jeffrey operates his LPL business under the name Baker Financial Group. He is also a notary and a board member for a non-profit, Board of Leyden, spending minimal time on each of these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
American Portfolios Advisors, INC
American Portfolios Financial Services, INC.Broker
Money Concepts Capital CORP
Money Concepts Capital CORPBroker
A. G. Edwards & Sons, INC.Broker
Phoenix Equity Planning CorporationBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.