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Michael Busch

33 Years of Experience
Nesconset, NY
1 DisclosureBrokerSells Insurance

Michael Busch is a registered investment advisor at LPL Financial LLC, based in Nesconset, NY, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

62 Lake Ave South Ste F, Nesconset, NY, 11767

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History

Regulatory History (1)
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Customer Dispute
July 2009
Settled
Other Business ActivitiesSells Insurance

Michael is involved in several business activities, including MMBUSCH Enterprises LTD (for tax/investment purposes), Fire Island and Beyond.com (photography and wildlife), and Great South Bay Images. He also works with The Smith Companies LTD selling non-variable insurance, dedicating minimal time to this activity.

Employment History
Current Registrations
LPL Financial LLCBroker
September 2023 - Present · 2 yrs 8 mos
LPL Financial LLC
September 2023 - Present · 2 yrs 8 mos
Previous Registrations
Woodbury Financial Services, INC.
April 2021 - October 2023 · 2 yrs 6 mos
Woodbury Financial Services, INC.Broker
January 2009 - October 2023 · 14 yrs 9 mos
Janney Montgomery Scott LLC
October 2006 - February 2009 · 2 yrs 4 mos
Janney Montgomery Scott LLCBroker
July 2000 - February 2009 · 8 yrs 7 mos
Gruntal & CO., L.L.C.Broker
May 1992 - July 2000 · 8 yrs 2 mos
State Registrations12 states
CACTFLMDMSNCNJNYOHPASCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.