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Michael Busch

34 Years of Experience
Nesconset, NY
1 DisclosureBrokerSells Insurance

Michael Busch is a registered investment advisor at LPL Financial LLC, based in Nesconset, NY, with 34 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

62 Lake Ave South Ste F, Nesconset, NY, 11767

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2009
Settled
Other Business ActivitiesSells Insurance

Michael is involved in several business activities, including MMBUSCH Enterprises LTD (for tax/investment purposes), Fire Island and Beyond.com (photography and wildlife), and Great South Bay Images. He also works with The Smith Companies LTD selling non-variable insurance, dedicating minimal time to this activity.

Employment History
Current Registrations
LPL Financial LLCBroker
September 2023 - Present · 3 yrs 1 mo
LPL Financial LLC
September 2023 - Present · 3 yrs 1 mo
Previous Registrations
Woodbury Financial Services, INC.
April 2021 - October 2023 · 2 yrs 6 mos
Woodbury Financial Services, INC.Broker
January 2009 - October 2023 · 14 yrs 9 mos
Janney Montgomery Scott LLC
October 2006 - February 2009 · 2 yrs 4 mos
Janney Montgomery Scott LLCBroker
July 2000 - February 2009 · 8 yrs 7 mos
Gruntal & CO., L.L.C.Broker
May 1992 - July 2000 · 8 yrs 2 mos
State Registrations12 states
CACTFLMDMSNCNJNYOHPASCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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