David Venegas
David Venegas is a registered investment advisor at Focus Partners Wealth, LLC, based in Chicago, IL, with 32 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 62,466 clients with $180B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Focus Partners' fees for investment management are based on a percentage of the assets they manage for you. These fees are negotiable and can vary depending on factors like the amount you invest, the services you need, and where the client relationship originated. Clients typically pay a minimum fee of $5,000. For certain client relationships, a fixed fee rate is charged on a quarterly basis, in advance or in arrears, in place of the percentage of assets under management/advisement.
Location
980 N. Michigan Avenue, Suite 1780, Chicago, IL, 60611
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Regulatory History (1)
Customer Dispute
August 2022Employment History
Current Registrations
Focus Partners Wealth, LLC
Previous Registrations
Interocean Capital
Interocean Capital
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
Optionsxpress, INC.Broker
Charles Schwab & CO., INC.Broker
Tradestation Securities, INC.Broker
Redwood Trading, LLCBroker
Schonfeld Securities, LLCBroker
Andover Brokerage, L.L.C.Broker
Lasalle St Securities, L.L.C.Broker
Saperston Financial INC.Broker
Stuart, Coleman & CO., INC.Broker
Corporate Securities Group, INC.Broker
D. Blech & Company, IncorporatedBroker
Painewebber IncorporatedBroker
Smith Barney, Harris Upham & CO., IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.