RK
CFP
RK
CFP

Raymond Kubick

34 Years of Experience
Hamden, CT
1 DisclosureBrokerSells Insurance

Raymond Kubick is a CFP-designated registered investment advisor at MML Investors Services, LLC, based in Hamden, CT, with 34 years of industry experience. Raymond is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

2321 Whitney Ave, Ste 402, Hamden, CT, 06518

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History

Regulatory History (1)
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Customer Dispute
September 2021
Settled
Other Business ActivitiesSells Insurance

Raymond owns RJ Kubick and Associates, LLC, selling non-Northwestern Mutual portfolio insurance products and providing sales coaching, dedicating about 10-15% of his time. He also owns 100% of CT Financial, selling insurance and securities full-time, and Kubick EIA Service, selling fixed annuities with minimal time commitment.

Employment History
Current Registrations
MML Investors Services, LLC
July 2015 - Present · 11 yrs 3 mos
MML Investors Services, LLC
June 2015 - Present · 11 yrs 4 mos
MML Investors Services, LLCBroker
June 2015 - Present · 11 yrs 4 mos
Previous Registrations
Northwestern Mutual Investment Services,llc
February 2006 - June 2015 · 9 yrs 4 mos
Robert W. Baird & CO. IncorporatedBroker
May 1992 - January 2002 · 9 yrs 8 mos
Northwestern Mutual Investment Services, LLCBroker
February 1992 - June 2015 · 23 yrs 4 mos
State Registrations29 states
AZCACOCTDEFLGAHIMAMEMIMNNCNENHNJNMNYOHOKPARISCTNTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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