Lionel Shaw is a registered investment advisor at Caritas Investment Advisors LLC, based in San Francisco, CA, with 28 years of industry experience. Lionel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 33 clients with $9.5M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.50% |
| $10M+ | 0.25% |
Fees may be negotiable. Discounts may be offered to family members and friends of associated persons.
Fee Estimator
Location
50 California Street, 15th Floor, San Francisco, CA, 94111
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Lionel works as a real estate agent for Compass Real Estate, representing buyers and sellers in residential transactions. This takes about 10-20% of his time and does not occur during securities trading hours.
Employment History
Current Registrations
Caritas Investment Advisors LLC
Previous Registrations
Caritas Investment Advisors LLC
Caritas Investment Advisors LLC
Summit Brokerage Services, INC.Broker
Summit Financial Group INC
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Advisors Financial Network, LLC
First Allied Securities, INC.
First Allied Securities, INC.Broker
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
Hoefer & Arnett, IncorporatedBroker
Fidelity Brokerage Services, INC.Broker
Painewebber IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.