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Iain Reilly

Cetera Investment Advisers LLC
34 Years of Experience
San Diego, CA
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Iain Reilly is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in San Diego, CA, with 34 years of industry experience. Iain is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

1011 Camino Del Rio S Ste 530, San Diego, CA, 92108

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
March 2017
Final
Customer Dispute
April 2002
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Iain is involved with insurance and works as a tax preparer for Telesis Tax and Financial since 2014. Iain spends a few hours per week on tax preparation and research.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 7 mos
Cetera Advisors LLCBroker
February 2010 - Present · 16 yrs 8 mos
Previous Registrations
Cetera Advisors LLC
February 2010 - March 2024 · 14 yrs 1 mo
Centara Capital Management Group, INC.
October 2005 - April 2010 · 4 yrs 6 mos
Centara Capital Securities, INC.Broker
October 2005 - February 2010 · 4 yrs 4 mos
Multi-Financial Securities Corporation
October 2002 - October 2005 · 3 yrs
Multi-Financial Securities CorporationBroker
September 1999 - October 2005 · 6 yrs 1 mo
Royal Alliance Associates, INC.Broker
September 1997 - July 1999 · 1 yr 10 mos
Sentra Securities CorporationBroker
July 1995 - September 1997 · 2 yrs 2 mos
John Hancock Distributors, INC.Broker
October 1992 - July 1995 · 2 yrs 9 mos
John Hancock Mutual Life Insurance CompanyBroker
October 1992 - July 1995 · 2 yrs 9 mos
New England SecuritiesBroker
January 1992 - October 1992 · 9 mos
State Registrations10 states
AZCACOCTFLKSNVNYOHTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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