MF
CFP
MF
CFP

Michael Faltico

21 Years of Experience
San Diego, CA
BrokerSells Insurance

Michael Faltico is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in San Diego, CA, with 21 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

San Diego, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Michael is an independent insurance agent selling fixed insurance products since 2008, dedicating minimal time to this activity. He also owns rental property through Faltico Enterprises LLC since 2009, spending minimal time servicing and maintaining it.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 1 mo
Cetera Wealth Services, LLCBroker
June 2021 - Present · 5 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.
December 2008 - June 2021 · 12 yrs 6 mos
Voya Financial Advisors, INC.Broker
November 2008 - June 2021 · 12 yrs 7 mos
Girard Securities, INC.
June 2007 - October 2008 · 1 yr 4 mos
Girard Securities, INC.Broker
June 2004 - October 2008 · 4 yrs 4 mos
State Registrations33 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Faltico - Financial Advisor | TrueAdvisor