Carrol Wood is a registered investment advisor, based in Louisville, KY, with 34 years of industry experience.
Location
159 Chenoweth Lane, Louisville, KY, 40207
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Carrol is an owner and partner of Clearpath Financial LLC, dedicating about half of their time as a financial advisor. Carrol also has minimal involvement with Double Down II and Double Down LLC, and spends a few hours per week on the Tony Delk Basketball Academy Golf Event.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Previous Registrations
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
UBS Painewebber INC.Broker
J.C. Bradford & CO.Broker
J.J.B. Hilliard, W.L. Lyons, INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.