CG
CG

Christopher Grant

33 Years of Experience
Warwick, RI
Broker

Christopher Grant is a registered investment advisor at Bny Mellon Securities Corporation, based in Warwick, RI, with 33 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 3,734 clients with $8.4B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
64 advisors
Number of Clients
3,734 clients
Average Client Portfolio
$2.3M average
Assets Under Management
$8.4B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any0.50%

Fees vary by program sponsor and strategy, typically ranging from 0.00% to 0.50% annually, paid out of the wrap fee charged by the program sponsor.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Warwick, RI

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Bny Mellon Securities Corporation
May 2013 - Present · 13 yrs 5 mos
Bny Mellon Securities Corporation
May 2012 - Present · 14 yrs 5 mos
Bny Mellon Securities CorporationBroker
May 2012 - Present · 14 yrs 5 mos
Previous Registrations
Sentinel Financial Services CompanyBroker
August 2011 - May 2012 · 9 mos
Mfs Fund Distributors, INC.Broker
December 1994 - August 2011 · 16 yrs 8 mos
Mfs Financial Services, INC.Broker
July 1993 - December 1994 · 1 yr 5 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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