Solomon Cartier is a CFP-designated registered investment advisor, based in Dallas, TX, with 25 years of industry experience.
Location
8411 Preston Road, Suite 700, Dallas, TX, 75225
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Solomon is a martial arts instructor since 2019, dedicating a few hours per week to Dart Combatives. He also provides business consulting services, spending minimal time on this activity.
Employment History
Current Registrations
Hightower Advisors, LLC
February 2021 - Present · 5 yrs 7 mos
Hightower Securities, LLCBroker
February 2021 - Present · 5 yrs 7 mos
Previous Registrations
International Assets Advisory, LLCBroker
August 2019 - November 2020 · 1 yr 3 mos
USAA Investment Management Company
January 2018 - August 2019 · 1 yr 7 mos
USAA Financial Advisors, INC.Broker
December 2014 - August 2019 · 4 yrs 8 mos
USAA Financial Planning Services
December 2014 - January 2018 · 3 yrs 1 mo
First Heartland Consultants, INC.
March 2012 - October 2014 · 2 yrs 7 mos
First Heartland Capital, INC.Broker
March 2012 - October 2014 · 2 yrs 7 mos
Sethi Financial Investments, INC.Broker
October 2011 - February 2012 · 4 mos
Sethi Tax and Wealth Advisors
October 2011 - February 2012 · 4 mos
Wells Fargo Advisors, LLC
June 2010 - October 2011 · 1 yr 4 mos
Wells Fargo Advisors, LLCBroker
June 2010 - October 2011 · 1 yr 4 mos
Amerivest Investment Management, LLC
June 2007 - January 2009 · 1 yr 7 mos
TD Ameritrade, INC.
June 2007 - January 2009 · 1 yr 7 mos
TD Ameritrade, INC.Broker
September 2006 - January 2009 · 2 yrs 4 mos
1st Global Capital CORP.Broker
February 2005 - August 2006 · 1 yr 6 mos
Chase Investment Services CORP.Broker
June 2003 - April 2004 · 10 mos
Fidelity Brokerage Services LLCBroker
June 1997 - May 2003 · 5 yrs 11 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.