Robert Cepeda
Robert Cepeda is a CFP-designated registered investment advisor at LPL Financial LLC, based in Goshen, NY, with 33 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
30 Matthews St Ste 302, Goshen, NY, 10924
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Robert is a notary, part owner of Quest Financial Services, involved with Women's Quest seminars, and an author. He also sells life insurance, long-term care, and fixed annuities through Quest Advisory, and sells medicare through Quest Benefit Strategies, dedicating a few hours per week to these insurance activities. Robert also owns RC Realty Enterprises, LLC, The Nashville Keys, LLC, The Captain's Cigar Lounge, and Prelude Sports Bar, and operates Quest Advisory, LLC as a DBA for his LPL business, dedicating nearly full-time hours to this.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
MML Investors Services, INC.Broker
Jefferson Pilot Securities CorporationBroker
Polaris Financial Services, INC.Broker
Cadaret, Grant & CO., INC.Broker
First Investors CorporationBroker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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