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James Cordell

Intercarolina Financial Services, INC.
34 Years of Experience
Chapel Hill, NC
Broker
View SEC Summary
View SEC Summary

James Cordell is a registered investment advisor at Intercarolina Financial Services, INC., based in Chapel Hill, NC, with 34 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 271 clients with $85M in assets under management.

Intercarolina Financial Services, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
16 advisors
Number of Clients
271 clients
Average Client Portfolio
$315K average
Assets Under Management
$85.4M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Fees are negotiable with a maximum of 1.50% annually. The firm also participates in wrap fee programs with separate fee structures.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

500 Morgan Creek Rd, Chapel Hill, NC, 27517

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

James plays mandolin in a bluegrass band called Guilty Pleasures, dedicating a few hours per week to this non-investment related activity. He is also the President of the Cordell Group, Inc., a pass-through S Corp, spending about a quarter of his time on this role.

Employment History
Current Registrations
Intercarolina Financial Services, INC.
December 2010 - Present · 15 yrs 10 mos
Intercarolina Financial Services, INC.Broker
December 2010 - Present · 15 yrs 10 mos
Intercarolina Financial Services, INC.
December 2010 - Present · 15 yrs 10 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - January 2011 · 1 yr 7 mos
Morgan Stanley Smith Barney LLC
June 2009 - January 2011 · 1 yr 7 mos
Citigroup Global Markets INC.
January 2002 - June 2009 · 7 yrs 5 mos
Citigroup Global Markets INC.Broker
January 2002 - June 2009 · 7 yrs 5 mos
The Robinson-Humphrey Company, LLCBroker
January 1992 - January 2002 · 10 yrs
State Registrations9 states
COFLGAMDNCNYSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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