James Adams
James Adams is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Mendota Heights, MN, with 32 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1295 Northland Drive, Suite #200, Mendota Heights, MN, 55120
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is the owner of Adams Consulting Group, LLC, providing financial services and employee benefit education, dedicating nearly full-time hours. He is also an independent insurance agent selling fixed insurance products, which also takes nearly full-time hours.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Washington Square Securities, INC.Broker
Bma Financial Services, INC.Broker
Mimlic Sales CorporationBroker
Iai Securities, INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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