Karen Morse is a registered investment advisor at 626 Financial, LLC, based in Portage, MI, with 32 years of industry experience. Karen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 451 clients with $380M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
626 Financial charges a percentage of your portfolio each year, ranging from 0.60% to 1.25%. The exact rate depends on the amount you invest, the complexity of your situation, and your overall relationship with 626 Financial. You may be offered a fixed annual rate or a tiered fee schedule within this range. Fees are paid quarterly, in advance.
For accounts managed by independent managers, the total fee, including 626 Financial's fee and the independent manager's fee, will not exceed 2.15% annually.
Location
7950 Moorsbridge Road, Suite 104, Portage, MI, 49024
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Karen provides administrative support to 626 Financial, LLC, an independent investment advisor firm, since April 2021. This activity takes nearly full-time hours.
Employment History
Current Registrations
626 Financial, LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
UBS Financial Services INC.Broker
Robert W. Baird & CO. IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.