Mark Gottlieb
Mark Gottlieb is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Wayzata, MN, with 34 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.
Fee Estimator
Location
1905 East Wayzata Boulevard, Wayzata, MN, 55391
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Regulatory History (1)
Customer Dispute
July 2000Other Business Activities
Mark is the owner/proprietor of Command Software Systems, where he works as a software developer selling a self-developed software package, dedicating a few hours per week. He is also an independent contractor for GPS Capital Management, a support company, but spends no time on this activity.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
UBS Financial Services INC.Broker
Piper Jaffray & CO.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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