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Anthony Tsakakis

34 Years of Experience
Edina, MN
1 DisclosureBroker

Anthony Tsakakis is a registered investment advisor at Ameriprise Financial Services, LLC, based in Edina, MN, with 34 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

7601 France Ave S, Ste 300, Edina, MN, 55435-5999

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History

Regulatory History (1)
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Customer Dispute
January 2001
Denied
Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2021 - Present · 4 yrs 8 mos
Ameriprise Financial Services, LLC
September 2021 - Present · 4 yrs 8 mos
Ameriprise Financial Services, LLCBroker
September 2021 - Present · 4 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
June 2009 - September 2021 · 12 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
April 2009 - September 2021 · 12 yrs 5 mos
UBS Financial Services INC.Broker
August 2006 - May 2009 · 2 yrs 9 mos
Piper Jaffray & CO.Broker
January 2000 - August 2006 · 6 yrs 7 mos
U.S. Bancorp Investments, INC.Broker
July 1996 - September 2001 · 5 yrs 2 mos
Piper Jaffray INC.Broker
January 1992 - July 1996 · 4 yrs 6 mos
State Registrations9 states
AKFLMIMNSCTXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.