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Anthony Tsakakis

34 Years of Experience
Edina, MN
1 DisclosureBroker

Anthony Tsakakis is a registered investment advisor at Ameriprise Financial Services, LLC, based in Edina, MN, with 34 years of industry experience. Anthony is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

7601 France Ave S, Ste 300, Edina, MN, 55435-5999

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2001
Denied
Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2021 - Present · 5 yrs 1 mo
Ameriprise Financial Services, LLC
September 2021 - Present · 5 yrs 1 mo
Ameriprise Financial Services, LLCBroker
September 2021 - Present · 5 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLC
June 2009 - September 2021 · 12 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
April 2009 - September 2021 · 12 yrs 5 mos
UBS Financial Services INC.Broker
August 2006 - May 2009 · 2 yrs 9 mos
Piper Jaffray & CO.Broker
January 2000 - August 2006 · 6 yrs 7 mos
U.S. Bancorp Investments, INC.Broker
July 1996 - September 2001 · 5 yrs 2 mos
Piper Jaffray INC.Broker
January 1992 - July 1996 · 4 yrs 6 mos
State Registrations9 states
AKFLMIMNSCTXUTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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