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Robert Villaflor

33 Years of Experience
Broker

Robert Villaflor is a registered investment advisor at Sprott Asset Management USA INC., based in Darien, CT, with 33 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 2,613 clients with $4.6B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
22 advisors
Number of Clients
2,613 clients
Average Client Portfolio
$1.8M average
Assets Under Management
$4.6B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees are subject to negotiation at the sole discretion of SAM USA and will typically vary according to several factors, such as: the type of client; the discretionary authority granted to the Adviser; the total assets under management; and other business considerations.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

320 Post Road, Suite 230, Darien, CT, 06820

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Robert is the Chief Executive Officer of Sprott Asset Management USA Inc., dedicating nearly full-time hours weekly to oversight, strategic planning, and execution of advisory services. Robert also owns rental property, spending minimal time collecting rent and meeting tenant needs.

Employment History
Current Registrations
Sprott Asset Management USA INC.
March 2016 - Present · 10 yrs 1 mo
Sprott Global Resource Investments LTDBroker
June 2015 - Present · 10 yrs 10 mos
Previous Registrations
Regal Advisory Services, INC.
February 2015 - June 2015 · 4 mos
Regal Securities, INC.Broker
June 1993 - June 2015 · 22 yrs
Thomas James Associates, INC.Broker
September 1992 - June 1993 · 9 mos
State Registrations5 states
CAILMATXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.