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Robert Villaflor

Sprott Asset Management USA INC.
33 Years of Experience
Darien, CT
Broker
View SEC Summary
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Robert Villaflor is a registered investment advisor at Sprott Asset Management USA INC., based in Darien, CT, with 33 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management. Their firm serves 3,362 clients with $10B in assets under management.

Sprott Asset Management USA INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
22 advisors
Number of Clients
3,362 clients
Average Client Portfolio
$3.0M average
Assets Under Management
$10.1B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Standard fee schedule is up to 2.0% of assets under management. Fees are negotiable and vary by client type, strategy, and total assets.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

320 Post Road, Suite 230, Darien, CT, 06820

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Robert is the Chief Executive Officer of Sprott Asset Management USA Inc., dedicating nearly full-time hours weekly to oversight, strategic planning, and execution of advisory services. Robert also owns rental property, spending minimal time collecting rent and meeting tenant needs.

Employment History
Current Registrations
Sprott Asset Management USA INC.
March 2016 - Present · 10 yrs 7 mos
Sprott Global Resource Investments LTDBroker
June 2015 - Present · 11 yrs 4 mos
Previous Registrations
Regal Advisory Services, INC.
February 2015 - June 2015 · 4 mos
Regal Securities, INC.Broker
June 1993 - June 2015 · 22 yrs
Thomas James Associates, INC.Broker
September 1992 - June 1993 · 9 mos
State Registrations6 states
CAILMATXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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