Joseph Rubinstein
Joseph Rubinstein is a registered investment advisor at Wedbush Securities INC., based in Calabasas, CA, with 34 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, High Net Worth, Insurance Planning, Investment Management, and 1 more. Their firm serves 10,048 clients with $5.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 3.00% |
| $250K - $500K | 2.80% |
| $500K - $1.0M | 2.50% |
| $1.0M - $3.0M | 1.90% |
| $3.0M - $5.0M | 1.60% |
| $5M+ | 1.60% |
Fees for accounts over $5,000,000 are negotiable. Accounts are subject to minimum annual fees ranging from $250 to $1,000 depending on the program.
Fee Estimator
Location
Calabasas, CA
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2008Employment History
Current Registrations
Wedbush Securities INC.
Wedbush Securities INC.Broker
Wedbush Securities INC.
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Salomon Smith Barney INC.Broker
Lehman Brothers INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Kristin Dillon, CFPMorton Wealth
- Joseph Seetoo, CFA, CFPMorton Wealth
- Gina Lapiner, CFPAmeriprise Financial Services, LLC
- Elias Vera, CFA, CFPMorton Wealth
- Michael Privett, ChFCMorton Wealth
- Lisa Evans, ChFCLPL Financial LLC