JD
JD

John Dillon

34 Years of Experience
Annapolis, MD
2 DisclosuresBroker

John Dillon is a registered investment advisor at Wells Fargo Advisors, based in Annapolis, MD, with 34 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

326 First St, Ste 200, Annapolis, MD, 21403

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2005
Denied
Customer Dispute
July 2002
Denied
Other Business Activities

John is a trustee for Dillon Wealth Management 401k, spending minimal time on it. He also dedicates nearly full-time hours to Dillon Wealth Management LLC and co-owns rental property with his spouse, which requires minimal time.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
November 2013 - Present · 12 yrs 6 mos
Wells Fargo Advisors
November 2013 - Present · 12 yrs 6 mos
Previous Registrations
Morgan Stanley
June 2009 - December 2013 · 4 yrs 6 mos
Morgan StanleyBroker
June 2009 - December 2013 · 4 yrs 6 mos
Citigroup Global Markets INC.
February 2006 - June 2009 · 3 yrs 4 mos
Citigroup Global Markets INC.Broker
February 2006 - June 2009 · 3 yrs 4 mos
Legg Mason Wood Walker INC
January 1997 - February 2006 · 9 yrs 1 mo
Legg Mason Wood Walker, IncorporatedBroker
February 1992 - February 2006 · 14 yrs
State Registrations21 states
ALCODCDEFLGAKYMAMDMIMNNENJNYOHORSCTNVAVTWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Dillon - Financial Advisor | TrueAdvisor