BS
BS

Benjamin Spiker

27 Years of Experience
Annapolis, MD
1 DisclosureBroker

Benjamin Spiker is a registered investment advisor at Wells Fargo Advisors, based in Annapolis, MD, with 27 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

180 Admiral Cochrane Drive Suite 210, [Satellite], Annapolis, MD, 21401

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2014
Denied
Other Business Activities

Benjamin has ownership stakes in several investment-related LLCs and partnerships, including BWIBZN, BZN BWI, Brittany Grace, Cannery Corner, STSMI, Shore to Summit Growth Enterprises, STSWM Legacy Partners, and STSWM Holdings. These entities are involved in activities such as owning office space, rental property, and merchant agreements, with Cannery Corner requiring a full-time commitment.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
September 2017 - Present · 8 yrs 8 mos
Wells Fargo Advisors
September 2017 - Present · 8 yrs 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2006 - September 2017 · 11 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2006 - September 2017 · 11 yrs 8 mos
Citigroup Global Markets INC.
January 2002 - February 2006 · 4 yrs 1 mo
Citigroup Global Markets INC.Broker
December 2001 - February 2006 · 4 yrs 2 mos
Royal Alliance Associates, INC.Broker
April 1999 - December 2001 · 2 yrs 8 mos
Legg Mason Wood Walker, IncorporatedBroker
October 1998 - April 1999 · 6 mos
State Registrations51 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Benjamin Spiker - Financial Advisor | TrueAdvisor