Richard Frable is a CFP-designated registered investment advisor, based in Allentown, PA, with 34 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold.
Location
3570 Hamilton Blvd., Suite 301, Allentown, PA, 18103
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is a shareholder and Chief Compliance Officer at Liberty Asset Management, a registered investment advisor, dedicating a significant portion of his time (60%). He is also a Managing Partner and Chief Compliance Officer at Liberty Wealth Management, where he sells life and health insurance, dedicating nearly full-time hours.
Employment History
Current Registrations
Liberty Asset Management
Apw Capital, INC.Broker
Previous Registrations
Fsc Securities CorporationBroker
Ascend Financial Services, INC.Broker
Capital Analysts, IncorporatedBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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