George Holden is a registered investment advisor at Morgan Stanley, based in Raleigh, NC, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
3800 Glenwood Avenue, Suite 500, Raleigh, NC, 27612
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Regulatory History (1)
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Customer Dispute
August 2001Settled
Other Business Activities
George is involved with NSH Properties LLC, a real estate business, since 2012. He plays a passive role with no active duties.
Employment History
Current Registrations
Morgan Stanley
August 2021 - Present · 4 yrs 9 mos
Morgan StanleyBroker
August 2021 - Present · 4 yrs 9 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 2015 - August 2021 · 6 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2015 - August 2021 · 6 yrs 4 mos
UBS Financial Services INC.
February 2009 - April 2015 · 6 yrs 2 mos
UBS Financial Services INC.Broker
February 2009 - April 2015 · 6 yrs 2 mos
Wachovia Securities, LLCBroker
October 1999 - February 2009 · 9 yrs 4 mos
Wachovia Securities, LLC
December 1993 - February 2009 · 15 yrs 2 mos
First Union Capital Markets CORP.Broker
February 1992 - October 1999 · 7 yrs 8 mos
State Registrations36 states
AKALAZCACOCTFLGAILINKSMAMDMIMNMOMSMTNCNDNHNJNMNYOHORPARISCTNTXVAVTWAWIWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.