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David Westlund

Ameriprise Financial Services, LLC
23 Years of Experience
Minneapolis, MN
1 DisclosureBroker
View SEC Summary
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David Westlund is a registered investment advisor at Ameriprise Financial Services, LLC, based in Minneapolis, MN, with 23 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

901 3rd Ave S, Minneapolis, MN, 55402

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History

Regulatory History (1)
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Criminal
October 1993
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

David is the owner/proprietor and President/CEO of Meander Corner LLC, an investment real estate venture, since 2025. He dedicates minimal time to this activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
December 2013 - Present · 12 yrs 10 mos
Ameriprise Financial Services, LLCBroker
March 2010 - Present · 16 yrs 7 mos
Ameriprise Financial Services, LLC
March 2010 - Present · 16 yrs 7 mos
Previous Registrations
Ameriprise Financial Services, INC.
November 2011 - December 2012 · 1 yr 1 mo
Fsc Securities CorporationBroker
December 2007 - December 2009 · 2 yrs
Fsc Securities Corporation
December 2007 - December 2009 · 2 yrs
Ing Financial Partners, INC
January 2005 - October 2007 · 2 yrs 9 mos
Ing Financial Partners, INC.Broker
January 2004 - October 2007 · 3 yrs 9 mos
Locust Street Securities, INC.Broker
October 2003 - January 2004 · 3 mos
Raymond James & Associates, INC.
March 2003 - October 2003 · 7 mos
Raymond James & Associates, INC.Broker
March 2003 - October 2003 · 7 mos
U.S. Bancorp Piper Jaffray INC.
October 2002 - March 2003 · 5 mos
U.S. Bancorp Piper Jaffray INC.Broker
September 2002 - March 2003 · 6 mos
State Registrations14 states
ALARDEMAMNMSMTNENVOKRIUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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