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Mark Raney

33 Years of Experience
Clive, IA
Broker

Mark Raney is a registered investment advisor at Raymond James & Associates, INC., based in Clive, IA, with 33 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

13137 University Ave, Clive, IA, 50325

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
September 2019 - Present · 6 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2019 - Present · 6 yrs 8 mos
Raymond James & Associates, INC.
September 2019 - Present · 6 yrs 8 mos
Previous Registrations
RBC Capital Markets, LLCBroker
August 2009 - September 2019 · 10 yrs 1 mo
RBC Capital Markets, LLC
August 2009 - September 2019 · 10 yrs 1 mo
UBS Financial Services INC.
August 2006 - August 2009 · 3 yrs
UBS Financial Services INC.Broker
August 2006 - August 2009 · 3 yrs
Piper Jaffray & CO.
April 1999 - August 2006 · 7 yrs 4 mos
Piper Jaffray & CO.Broker
November 1992 - August 2006 · 13 yrs 9 mos
State Registrations34 states
ARAZCACODCFLIAILINKSKYLAMDMEMNMOMTNDNENJNMNVNYOHPASCSDTNTXUTVAWAWIWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.