Nina Santich
Nina Santich is a registered investment advisor at LPL Financial LLC, based in San Pedro, CA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1424 B W 25th Street, San Pedro, CA, 90732
Get directionsHistory
Regulatory History (2)
Customer Dispute
November 2005Employment Separation After Allegations
October 1995Other Business ActivitiesSells Insurance
Nina operates Santich Investment Services as a DBA for her LPL business, dedicating full-time hours to it. She also engages in fixed insurance sales, specifically annuities, and operates Santich Wealth Management as another DBA for her LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
National Planning CorporationBroker
Sunamerica Securities, INC.Broker
Fimco Securities Group, INC.Broker
Great Western Financial Securities CorporationBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.