DH
DH

Dror Harsinay

34 Years of Experience
New York, NY
4 DisclosuresBrokerSells Insurance

Dror Harsinay is a registered investment advisor at Equitable Advisors, LLC, based in New York, NY, with 34 years of industry experience. Dror operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more. Their firm serves 69,432 clients with $38B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4570 advisors
Number of Clients
69,432 clients
Average Client Portfolio
$548K average
Assets Under Management
$38.0B

Fee Structure

Planning is included in investment management (also available separately)

Equitable Advisors offers investment management through LPL Financial programs and third-party asset managers (TAMPs). Fees vary depending on the program and assets invested.

For LPL programs like SAM, fees are based on a percentage of your portfolio. In some cases, you can choose whether to pay transaction charges directly or have the advisor pay them, which affects the overall advisory fee.

When using TAMPs, the fees are determined by the TAMP and a portion is paid to Equitable Advisors. The specific fees, minimums, and arrangements vary by TAMP, so it's important to review their brochures.

Equitable Advisors also offers ERISA fiduciary services to retirement plans, with fees determined by the specific services provided.

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Location

1290 Avenue of the Americas, 4th Fl, New York, NY, 10104

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
November 2014
Judgment / Lien
October 2014
Customer Dispute
June 2013
Denied
Customer Dispute
February 2004
Settled
Other Business ActivitiesSells Insurance

Dror is involved with "Outside Insuranc & P & C Flirt Spa". The nature of this activity is unclear, but the name suggests it may involve insurance.

Employment History
Current Registrations
Equitable Advisors, LLC
November 2010 - Present · 15 yrs 6 mos
Equitable Advisors, LLCBroker
May 1995 - Present · 31 yrs
Previous Registrations
AXA Advisors, LLC
July 2002 - December 2002 · 5 mos
The Equitable Life Assurance Society of the United StatesBroker
May 1995 - January 2000 · 4 yrs 8 mos
Fahnestock & CO., INC.Broker
July 1994 - April 1995 · 9 mos
A. T. Brod & CO. INC.Broker
March 1994 - July 1994 · 4 mos
Barron Chase Securities, INC.Broker
March 1994 - April 1994 · 1 mo
Rockefeller, Rothschild, & SteeleBroker
December 1993 - March 1994 · 3 mos
Josephthal Lyon & Ross IncorporatedBroker
April 1992 - December 1993 · 1 yr 8 mos
Chatfield Dean & CO., INC.Broker
January 1992 - April 1992 · 3 mos
State Registrations3 states
FLNJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.